Fee for service and commission processing problems can escalate quickly. We have straightforward and proven management systems to ensure all payments are accurate and are paid on time, every time.
ASIC rules and regulations dictate the documentation and procedures required by AFSLs and their underlying representatives. We ensure all documentation is up-to-date, maintain all registers and oversee all administration procedures.
We specialise in ASIC FS70 and FS71 audit management. We have extensive experience assisting AFSLs with their annual submissions to ASIC including Audit Checklists, sample file collection and process and procedure support.
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